Simple Registration

When:  Jul 8, 2020 from 12:00 PM to 1:00 PM (CT)
Community:   Houston, TX

When & Where

Jul 8, 12:00 PM - 1:00 PM (CT)


Topic: COVID-19 and retirement plans: The CARES Act and the impact of the economic disruption due to the virus on retirement plans

Speakers: Dan Notto, JP Morgan & Katherine Roy, JP Morgan

Description:  The first half of the presentation is an overview of the CARES Act and the impact of the economic disruption due to the virus on retirement plans.  The second half of the presentation is how COVID-19 may be impacting retirement plan participants from a behavioral finance perspective. 

Speaker Bios:

Notto_Dan_270.pngDaniel A. Notto, managing director, is an ERISA Strategist with Retirement Solutions at J.P. Morgan Asset Management. Dan leverages more than 30 years of experience to provide legislative and regulatory insights to DC plans and financial advisors across the country. He is a frequent speaker and author on legal matters related to tax-favored savings plans such as 401(k)s and IRAs.Before joining J.P. Morgan, Dan served as senior retirement plan counsel atAllianceBernstein and general counsel and consulting practice director at Universal Pensions (now Ascensus). He also worked in the legal department of Investors Diversified Services (now Ameriprise Financial).Dan holds a BS from the University of Minnesota and received his JD (cum laude) from William Mitchell College of Law. He has received the Certified Pension Consultant (CPC) designation from the American Society of Pension Professionals & Actuaries (ASPPA) and is a member of the bar of New York.

Roy_Katherine_v2_270.pngS. Katherine Roy, Managing Director, is Chief Retirement Strategist and Head of Individual Retirement for J.P. Morgan Asset Management. In this role, Katherine is responsible for delivering timely personal retirement-related insights to financial advisors. Focused on the retirement income-related landscape for more than 15 years, Katherine specializes in identifying themes, strategies and solutions that can help advisors successfully partner with individuals in the transition and distribution life stages. 

Katherine is consistently ranked as a top speaker at major industry and firm-specific conferences and events. She also has been interviewed and quoted in the financial press on a variety of key retirement planning topics. 

Prior to joining the firm, Katherine was Head of Personal Retirement Planning & Advice at Merrill Lynch, where she led strategy and innovation in retirement income solutions for individuals, and the retirement planning, advice and guidance programs available to integrated benefits plan participants. She also held several roles in financial planning product development, participant communications and consulting, and interactive client experience initiatives. Katherine received a B.A. from Yale University and is a Certified Financial Planner®.

*  CPE Credit:  1 hour
*  Prerequisite:  None
*  Course Level:  Intermediate
*  Advanced Preparation:  None 


registration type
    All Registrants